Form 4 for PFSI PennyMac Financial Services, Inc.
Accepted 2024-11-21 00:00:00 ET · period of report 2024-11-20 · accession 0001127602-24-027857 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-21 | 2024-11-20 | PFSI | Hendry Gregory L | CAO, MD | M - OptEx | $17.52 | +3,032 | 51.1K | +6% | +$53.1K |
| D | 2024-11-21 | 2024-11-20 | PFSI | Hendry Gregory L | CAO, MD | S - Sale+OE | $102.09 | -3,032 | 48.0K | -6% | -$309.5K |
| D | 2024-11-21 | 2024-11-20 | PFSI | Hendry Gregory L | CAO, MD | M - OptEx | $0.00 | -3,032 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-20 | M | A | 3,032 | $17.52 | 51,072 | D | — | — | (F1) The reported amount consists of 772 restricted stock units and 50,300 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 2 | Common | Common Stock | 2024-11-20 | S | D | 3,032 | $102.09 | 48,040 | D | — | — | (F2) The reported amount consists of 772 restricted stock units and 47,268 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 3 | Derivative | Nonstatutory Stock Option (Right to Buy) | 2024-11-20 | M | D | 3,032 | $0.00 | 0 | D | $17.52 · 2016-03-03 to 2025-03-02 | 3,032 Common Stock |