Form 4 for PFSI PennyMac Financial Services, Inc.
Accepted 2025-02-19 00:00:00 ET · period of report 2025-02-14 · accession 0001127602-25-005665 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-19 | 2025-02-14 | PFSI | Perotti Daniel Stanley | CFO | A - Grant | $0.00 | +4,913 | 42.4K | +13% | $0 |
| DI | 2025-02-19 | 2025-02-14 | PFSI | Perotti Daniel Stanley | CFO | S - Sale | $101.49 | -10.5K | 215.0K | -5% | -$1.07M |
| D | 2025-02-19 | 2025-02-14 | PFSI | Perotti Daniel Stanley | CFO | A - Grant | $0.00 | +12.5K | 12.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-14 | A | A | 4,913 | $0.00 | 42,414 | D The Perotti Family Trust | — | — | (F1) The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. (F2) The reported amount consists of 17,462 restricted stock units and 24,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 2 | Common | Common Stock | 2025-02-14 | S | D | 10,500 | $101.49 | 214,997 | I | — | — | (F4) The price reported is the weighted average price of multiple transactions at prices ranging from $101.08 to $102.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. |
| 3 | Derivative | Nonstatutory Stock Option (Right to Buy) | 2025-02-14 | A | A | 12,529 | $0.00 | 12,529 | D | $101.76 · 2026-02-14 to 2035-02-13 | 12,529 Common Stock | (F5) This nonstatutory stock option to purchase 12,529 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date. |