Form 4 for PFSI PennyMac Financial Services, Inc.
Accepted 2025-02-19 00:00:00 ET · period of report 2025-02-14 · accession 0001127602-25-005671 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-19 | 2025-02-14 | PFSI | STARK DEREK | CLO | A - Grant | $0.00 | +2,825 | 29.9K | +10% | $0 |
| D | 2025-02-19 | 2025-02-14 | PFSI | STARK DEREK | CLO | A - Grant | $0.00 | +7,204 | 7,204 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-14 | A | A | 2,825 | $0.00 | 29,909 | D | — | — | (F1) The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. (F2) The reported amount consists of 9,909 restricted stock units and 20,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 2 | Derivative | Nonstatutory Stock Option (Right to Buy) | 2025-02-14 | A | A | 7,204 | $0.00 | 7,204 | D | $101.76 · 2026-02-14 to 2035-02-13 | 7,204 Common Stock | (F3) This nonstatutory stock option to purchase 7,204 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date. |