Form 4 for PFSI PennyMac Financial Services, Inc.

Accepted 2025-05-06 00:00:00 ET · period of report 2025-05-02 · accession 0001127602-25-013512 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2025-05-06	2025-05-02	PFSI	MAZZELLA JOSEPH F	Dir	S - Sale	$98.23	-11.0K	94.5K	-10%	-$1.08M
	2025-05-06	2025-05-02	PFSI	MAZZELLA JOSEPH F	Dir	A - Grant	$97.36	+304	103.9K	+0.3%	+$29.6K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2025-05-02	S	D	1,624	$98.72	92,863	D	—	—	(F3) The price reported is the weighted average price of multiple transactions ranging from $98.57 to $98.91. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. (F4) The reported amount consists of 1,547 restricted stock units and 91,316 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
2	Common	Common Stock	2025-05-02	S	D	9,376	$98.15	94,487	D	—	—	(F2) The price reported is the weighted average price of multiple transactions ranging from $97.53 to $98.50. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
3	Common	Common Stock	2025-05-02	A	A	304	$97.36	103,863	D	—	—	(F1) The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.