Form 4 for PLAB PHOTRONICS INC
Accepted 2023-12-14 00:00:00 ET · period of report 2023-12-13 · accession 0001140361-23-057698 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-14 | 2023-03-15 | PLAB | Burr Richelle E | EVP, CAO, GC | A - Grant | $11.40 | +1,864 | 231.1K | +0.8% | +$21.2K |
| D | 2023-12-14 | 2023-12-13 | PLAB | Burr Richelle E | EVP, CAO, GC | M - OptEx | $8.86 | +25.0K | 229.2K | +12% | +$221.5K |
| DM | 2023-12-14 | 2023-12-13 | PLAB | Burr Richelle E | EVP, CAO, GC | M - OptEx | $0.00 | -25.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-15 | A | A | 1,864 | $11.40 | 231,092 | D | — | — | (F1) Represents shares of Photronics, Inc. common stock purchased under the Company's Employee Stock Purchase Plan. (F2) The purchase price of the shares pursuant to the Employee Stock Purchase Plan is 85% of the fair market value (the "Closing Price") of the common stock of the Company on the purchase date of the applicable purchase period as defined in the offering plan documents. Closing Price on purchase date is $13.41 less 15% for a purchase price of $11.399. |
| 2 | Common | Common Stock | 2023-12-13 | M | A | 25,000 | $8.86 | 229,228 | D | — | — | |
| 3 | Derivative | Stock Options (Right to Buy) | 2023-12-13 | M | D | 19,950 | $0.00 | 0 | D | $8.86 · 2017-12-13 to 2023-12-13 | 19,950 Common Stock | |
| 4 | Derivative | Non-qualified Stock Options | 2023-12-13 | M | D | 5,050 | $0.00 | 0 | D | $8.86 · 2017-12-13 to 2023-12-13 | 5,050 Common Stock |