Form 4 for GUG Guggenheim Active Allocation Fund
Accepted 2021-11-26 00:00:00 ET · period of report 2021-11-26 · accession 0001179110-21-010413 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-11-26 | 2021-11-26 | GUG | Brock-Kyle Angela | Dir, Trustee | P - Purchase | $20.01 | +999.68 | 999 | New | +$20.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-26 | P | A | 0.68 | $20.01 | 999.68 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-26 | P | A | 999 | $20.01 | 999 | D | — | — |