InsiderTrades

GUG Guggenheim Active Allocation Fund

NYSE · SEC CIK 1864208 · EDGAR

Bought, last 12 months
$4,985
1 purchases by 1 insiders
Sold, last 12 months
$47.5K
1 sales by 1 insiders
Filings on record
63
since 2021-11-26, latest 2026-03-09
Buying vs selling by month open-market trades, last 24 months
BoughtSold

Most active insiders, 12 months

InsiderTitleBoughtSold
Barnes Randall CDir, TRUSTEE —$47.5K
NYBERG RONALDDir, TRUSTEE $4,985—

Transactions 63

Type
Reset
X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
2026-03-09 2026-03-06 GUG Barnes Randall C Dir, TRUSTEE S - Sale $15.85 -3,000 62.3K -5% -$47.5K
2025-12-19 2025-12-18 GUG NYBERG RONALD Dir, TRUSTEE P - Purchase $15.53 +321 2,426 +15% +$4,985
2025-05-08 2025-05-05 GUG NYBERG RONALD Dir, TRUSTEE P - Purchase $15.15 +1,305 2,105 +163% +$19.8K
2025-04-01 2025-04-01 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $15.10 +1,500 13.6K +12% +$22.6K
2024-10-04 2024-10-03 GUG Barnes Randall C Dir, TRUSTEE S - Sale $16.45 -500 65.3K -0.8% -$8,225
M 2024-09-03 2024-09-03 GUG Brock-Kyle Angela Dir, TRUSTEE P - Purchase $15.94 +909.43 3,356 +37% +$14.5K
2024-04-01 2024-04-01 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $14.65 +194 11.0K +2% +$2,842
2024-01-30 2024-01-30 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $14.50 +385 65.8K +0.6% +$5,582
2023-12-29 2023-12-29 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $14.67 +200 10.6K +2% +$2,934
2023-12-13 2023-12-13 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $13.92 +5,880 65.4K +10% +$81.8K
2023-12-11 2023-12-08 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $14.07 +2,000 59.6K +3% +$28.1K
2023-12-08 2023-12-07 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $14.12 +7,725 57.6K +16% +$109.1K
2023-12-07 2023-12-06 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $14.01 +14.7K 49.8K +42% +$206.0K
2023-12-06 2023-12-05 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $13.92 +6,000 35.1K +21% +$83.5K
2023-11-30 2023-11-30 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $13.73 +200 10.3K +2% +$2,746
2023-11-30 2023-11-30 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $13.85 +1,000 29.1K +4% +$13.8K
2023-11-01 2023-10-31 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $12.99 +1,000 28.1K +4% +$13.0K
2023-10-31 2023-10-31 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $13.04 +220 10.0K +2% +$2,869
2023-10-23 2023-10-23 GUG Brock-Kyle Angela Dir, TRUSTEE P - Purchase $12.90 +775 2,244 +53% +$9,998
2023-09-29 2023-09-29 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $13.54 +215 9,711 +2% +$2,911
2023-09-29 2023-09-29 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $13.58 +1,784 27.1K +7% +$24.2K
2023-09-05 2023-09-05 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $13.98 +1,390 25.3K +6% +$19.4K
2023-09-01 2023-09-01 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $14.10 +202 9,414 +2% +$2,848
2023-09-01 2023-09-01 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $14.10 +333 24.0K +1% +$4,695
2023-08-01 2023-08-01 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $14.16 +1,729 23.6K +8% +$24.5K
2023-07-31 2023-07-31 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $14.23 +202 9,134 +2% +$2,874
2023-07-05 2023-07-05 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $14.30 +202 8,858 +2% +$2,889
2023-07-03 2023-07-01 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $14.36 +1,645 21.9K +8% +$23.6K
2023-06-07 2023-06-07 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $13.80 +310 20.2K +2% +$4,278
2023-06-01 2023-06-01 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $13.90 +215 8,584 +3% +$2,988
2023-06-01 2023-06-01 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $13.75 +1,400 19.9K +8% +$19.2K
2023-05-02 2023-05-01 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $14.11 +1,146 18.5K +7% +$16.2K
2023-05-01 2023-04-28 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $14.08 +500 17.4K +3% +$7,040
2023-04-28 2023-04-28 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $14.03 +200 8,297 +2% +$2,806
2023-04-10 2023-04-06 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $14.18 +250 8,029 +3% +$3,545
2023-03-13 2023-03-13 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $13.98 +245 7,711 +3% +$3,425
2023-03-10 2023-03-10 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $14.27 +1,610 16.9K +11% +$23.0K
2023-02-03 2023-02-03 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $15.07 +189 7,405 +3% +$2,848
2023-02-01 2023-02-01 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $14.85 +1,540 15.3K +11% +$22.9K
2023-01-03 2022-12-30 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $13.49 +1,645 13.7K +14% +$22.2K
M 2023-01-03 2022-12-30 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $13.45 +249.02 7,157 +4% +$3,349
2022-12-22 2022-12-21 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $13.73 +2,400 12.1K +25% +$33.0K
2022-12-20 2022-12-20 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $13.87 +2,030 9,695 +26% +$28.2K
MA 2022-12-05 2022-12-02 GUG Brock-Kyle Angela Dir, TRUSTEE P - Purchase $14.16 +353.10 1,353 +35% +$5,000
2022-12-02 2022-12-02 GUG Brock-Kyle Angela Dir, TRUSTEE P - Purchase $14.16 +353.10 1,353 +35% +$5,000
2022-11-30 2022-11-30 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $13.80 +1,560 7,665 +26% +$21.5K
2022-11-28 2022-11-28 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $14.01 +2,860 6,105 +88% +$40.1K
2022-11-02 2022-11-01 GUG NYBERG RONALD Dir, TRUSTEE P - Purchase $13.57 +800 800 New +$10.9K
2022-11-01 2022-11-01 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $13.60 +1,565 3,245 +93% +$21.3K
2022-10-26 2022-10-25 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $13.05 +270 1,680 +19% +$3,524
M 2022-10-12 2022-10-12 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $13.68 +1,146 5,729 +25% +$15.7K
2022-09-29 2022-09-29 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $12.90 +1,000 5,553 +22% +$12.9K
2022-09-22 2022-09-22 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $13.90 +1,000 4,553 +28% +$13.9K
2022-09-09 2022-09-08 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $14.60 +240 1,410 +21% +$3,504
2022-07-13 2022-07-13 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $14.18 +170 1,170 +17% +$2,411
2022-06-21 2022-06-21 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $13.92 +275 1,000 +38% +$3,828
2022-06-09 2022-06-09 GUG SPONEM SANDRA G Dir, TRUSTEE P - Purchase $15.04 +1,000 1,000 New +$15.0K
2022-04-12 2022-04-12 GUG Barnes Randall C Dir, TRUSTEE P - Purchase $16.93 +725 725 New +$12.3K
2022-04-05 2022-04-05 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $17.25 +110 3,417 +3% +$1,898
2022-03-31 2022-03-31 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $17.45 +850 3,307 +35% +$14.8K
2022-03-17 2022-03-17 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $17.35 +1,436 2,450 +142% +$24.9K
2022-02-02 2022-02-22 GUG TOUPIN RONALD E JR Dir, TRUSTEE P - Purchase $18.85 +1,008 1,008 New +$19.0K
M 2021-11-26 2021-11-26 GUG Brock-Kyle Angela Dir, Trustee P - Purchase $20.01 +999.68 999 New +$20.0K

Purchase Sale Sale after option exercise All abbreviations