Form 4 for GUG Guggenheim Active Allocation Fund
Accepted 2024-09-03 00:00:00 ET · period of report 2024-09-03 · accession 0001415889-24-022694 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-09-03 | 2024-09-03 | GUG | Brock-Kyle Angela | Dir, TRUSTEE | P - Purchase | $15.94 | +909.43 | 3,356 | +37% | +$14.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-03 | P | A | 907 | $15.94 | 3,353.67 | D | — | — | |
| 2 | Common | Common Stock | 2024-09-03 | P | A | 0.43 | $15.99 | 3,356.10 | D | — | — | |
| 3 | Common | Common Stock | 2024-09-03 | P | A | 2 | $15.93 | 3,355.67 | D | — | — |