Form 4 for GUG Guggenheim Active Allocation Fund
Accepted 2026-03-09 00:00:00 ET · period of report 2026-03-06 · accession 0001298064-26-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-09 | 2026-03-06 | GUG | Barnes Randall C | Dir, TRUSTEE | S - Sale | $15.85 | -3,000 | 62.3K | -5% | -$47.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-06 | S | D | 3,000 | $15.85 | 62,322 | D | — | — |