Form 4 for GUG Guggenheim Active Allocation Fund
Accepted 2022-10-12 00:00:00 ET · period of report 2022-10-12 · accession 0001415889-22-010478 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-10-12 | 2022-10-12 | GUG | TOUPIN RONALD E JR | Dir, TRUSTEE | P - Purchase | $13.68 | +1,146 | 5,729 | +25% | +$15.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-12 | P | A | 0.74 | $13.69 | 6,730 | D | — | — | |
| 2 | Common | Common Stock | 2022-10-12 | P | A | 1,000 | $13.68 | 6,729.26 | D | — | — | |
| 3 | Common | Common Stock | 2022-10-12 | P | A | 145 | $13.67 | 5,729.26 | D | — | — |