Form 4 for GUG Guggenheim Active Allocation Fund
Accepted 2024-10-04 00:00:00 ET · period of report 2024-10-03 · accession 0001415889-24-024716 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-10-04 | 2024-10-03 | GUG | Barnes Randall C | Dir, TRUSTEE | S - Sale | $16.45 | -500 | 65.3K | -0.8% | -$8,225 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-03 | S | D | 500 | $16.45 | 65,322 | D | — | — |