Form 4 for GUG Guggenheim Active Allocation Fund
Accepted 2023-11-01 00:00:00 ET · period of report 2023-10-31 · accession 0001415889-23-014641 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-01 | 2023-10-31 | GUG | Barnes Randall C | Dir, TRUSTEE | P - Purchase | $12.99 | +1,000 | 28.1K | +4% | +$13.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-31 | P | A | 1,000 | $12.99 | 28,127 | D | — | — |