Form 4/A for GUG Guggenheim Active Allocation Fund
Accepted 2022-12-05 00:00:00 ET · period of report 2022-12-02 · accession 0001415889-22-012028 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MA | 2022-12-05 | 2022-12-02 | GUG | Brock-Kyle Angela | Dir, TRUSTEE | P - Purchase | $14.16 | +353.10 | 1,353 | +35% | +$5,000 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-02 | P | A | 351 | $14.16 | 1,350.68 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-02 | P | A | 2 | $14.19 | 1,352.68 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-02 | P | A | 0.10 | $14.21 | 1,352.78 | D | — | — | (F1) The Form 4 is being amended to clarify previously-reported trades. The total amount of securities owned following the reported transactions remains the same at 1,352.7820. |