Form 4 for UTI UNIVERSAL TECHNICAL INSTITUTE INC
Accepted 2026-03-04 00:00:00 ET · period of report 2025-12-08 · accession 0001193125-26-092145 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2026-03-04 | 2025-12-11+ | UTI | Smith Sherrell | EVP, Chief Academic Off | F - Tax | $24.67 | -10.7K | 63.6K | -14% | -$264.2K |
| MI | 2026-03-04 | 2025-12-08+ | UTI | Smith Sherrell | EVP, Chief Academic Off | A - Grant | $0.00 | +29.6K | 67.1K | +79% | $0 |
| I | 2026-03-04 | 2026-03-02 | UTI | Smith Sherrell | EVP, Chief Academic Off | S - Sale | $37.10 | -22.7K | 37.5K | -38% | -$841.1K |
| 2026-03-04 | 2026-03-02 | UTI | Smith Sherrell | EVP, Chief Academic Off | S - Sale | $36.99 | -30.0K | 129.4K | -19% | -$1.11M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.0001 par value | 2025-12-17 | F | D | 836 | $26.06 | 60,145 | I Spouse | — | — | (F8) Shares withheld by the issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on December 9, 2024. |
| 2 | Common | Common Stock, $0.0001 par value | 2025-12-11 | F | D | 881 | $24.55 | 60,981 | I Spouse | — | — | (F7) Shares withheld by the Issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on December 8, 2023. |
| 3 | Common | Common Stock, $0.0001 par value | 2025-12-11 | F | D | 1,776 | $24.55 | 61,862 | I Spouse | — | — | (F6) Shares withheld by the Issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on December 8, 2022. |
| 4 | Common | Common Stock, $0.0001 par value | 2025-12-11 | F | D | 7,219 | $24.55 | 63,638 | I Spouse | — | — | (F5) Shares withheld by the Issuer to satisfy tax-withholding obligations upon settlement of the performance-based restricted stock units granted on December 8, 2022. |
| 5 | Common | Common Stock, $0.0001 par value | 2025-12-10 | A | A | 3,718 | — | 70,857 | I Spouse | — | — | (F3) The restricted stock units vest in three equal installments beginning on December 15, 2026. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. |
| 6 | Common | Common Stock, $0.0001 par value | 2025-12-08 | A | A | 25,920 | $0.00 | 67,139 | I Spouse | — | — | (F2) Shares underlying a performance-based restricted stock unit award that was earned on the basis of the Issuer's achievement of certain performance vesting criteria (as stated in the agreement governing the award). |
| 7 | Common | Common Stock, $0.0001 par value | 2026-03-02 | S | D | 22,671 | $37.10 | 37,474 | I | — | — | (F9) The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $36.88 to $37.35. The reporting person undertakes to provide the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. |
| 8 | Common | Common Stock, $0.0001 par value | 2026-03-02 | S | D | 30,000 | $36.99 | 129,375 | D Spouse | — | — | (F1) The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $36.75 to $37.21. The reporting person undertakes to provide the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. |