Form 4 for AI C3.ai, Inc.

Accepted 2021-07-13 00:00:00 ET · period of report 2021-07-09 · accession 0001209191-21-046615 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-07-13	2021-07-09	AI	Behzadi Houman	Chief Product Off	M - OptEx	$1.86	+70.0K	301.6K	+30%	+$130.2K
DM	2021-07-13	2021-07-09	AI	Behzadi Houman	Chief Product Off	S - Sale+OE	$58.36	-70.0K	231.6K	-23%	-$4.09M
D	2021-07-13	2021-07-09	AI	Behzadi Houman	Chief Product Off	M - OptEx	$0.00	-70.0K	294.7K	-19%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2021-07-09	M	A	70,000	$1.86	301,608	D	—	—
2	Common	Class A Common Stock	2021-07-09	S	D	36,340	$57.97	265,268	D	—	—	(F2) Represents weighted average sales price. The shares were sold at prices ranging from $57.46 to $58.45. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
3	Common	Class A Common Stock	2021-07-09	S	D	33,660	$58.79	231,608	D	—	—	(F3) Represents weighted average sales price. The shares were sold at prices ranging from $58.46 to $59.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
4	Derivative	Stock Option (Right to Buy)	2021-07-09	M	D	70,000	$0.00	294,668	D	$1.86 · — to 2027-06-07	70,000 Class A Common Stock	(F4) Twenty percent (20%) of the shares subject to the option grant vested on May 12, 2018, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.