Form 4 for AI C3.ai, Inc.
Accepted 2021-07-16 00:00:00 ET · period of report 2021-07-15 · accession 0001209191-21-046900 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-16 | 2021-07-15 | AI | ABBO EDWARD Y | CTO | S - Sale+OE | $51.69 | -86.8K | 401.1K | -18% | -$4.49M |
| D | 2021-07-16 | 2021-07-15 | AI | ABBO EDWARD Y | CTO | M - OptEx | $1.56 | +74.4K | 486.8K | +18% | +$116.1K |
| D | 2021-07-16 | 2021-07-15 | AI | ABBO EDWARD Y | CTO | M - OptEx | $0.00 | -74.4K | 235.2K | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-15 | S | D | 39,997 | $51.74 | 419,193 | D | — | — | (F3) Represents weighted average sales price. The shares were sold at prices ranging from $51.22 to $52.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Class A Common Stock | 2021-07-15 | S | D | 1,100 | $53.27 | 399,984 | D | — | — | (F5) Represents weighted average sales price. The shares were sold at prices ranging from $53.22 to $53.32. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Class A Common Stock | 2021-07-15 | S | D | 27,562 | $50.95 | 459,190 | D | — | — | (F2) Represents weighted average sales price. The shares were sold at prices ranging from $50.22 to $51.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Class A Common Stock | 2021-07-15 | M | A | 74,399 | $1.56 | 486,752 | D | — | — | |
| 5 | Common | Class A Common Stock | 2021-07-15 | S | D | 18,109 | $52.62 | 401,084 | D | — | — | (F4) Represents weighted average sales price. The shares were sold at prices ranging from $52.22 to $53.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-07-15 | M | D | 74,399 | $0.00 | 235,164 | D | $1.56 · — to 2024-01-20 | 74,399 Class A Common Stock | (F9) Due to rounding in connection with the reverse stock split, the total shares include 1 additional share that was not originally reported on the Reporting Person's Form 3 (F8) Fully vested. |