Form 4 for AI C3.ai, Inc.
Accepted 2021-08-18 00:00:00 ET · period of report 2021-08-16 · accession 0001209191-21-052362 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-18 | 2021-08-16 | AI | Behzadi Houman | Chief Product Off | S - Sale+OE | $46.96 | -15.9K | 232.3K | -6% | -$746.1K |
| D | 2021-08-18 | 2021-08-16 | AI | Behzadi Houman | Chief Product Off | M - OptEx | $1.86 | +15.9K | 247.5K | +7% | +$29.5K |
| D | 2021-08-18 | 2021-08-16 | AI | Behzadi Houman | Chief Product Off | M - OptEx | $0.00 | -15.9K | 278.8K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-08-16 | S | D | 7,974 | $46.58 | 239,521 | D | — | — | (F2) Represents weighted average sales price. The shares were sold at prices ranging from $45.93 to $46.92. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Class A Common Stock | 2021-08-16 | S | D | 649 | $48.32 | 231,608 | D | — | — | (F4) Represents weighted average sales price. The shares were sold at prices ranging from $48.11 to $48.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Class A Common Stock | 2021-08-16 | M | A | 15,887 | $1.86 | 247,495 | D | — | — | |
| 4 | Common | Class A Common Stock | 2021-08-16 | S | D | 7,264 | $47.26 | 232,257 | D | — | — | (F3) Represents weighted average sales price. The shares were sold at prices ranging from $46.94 to $47.89. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-08-16 | M | D | 15,887 | $0.00 | 278,781 | D | $1.86 · — to 2027-06-07 | 15,887 Class A Common Stock | (F5) Twenty percent (20%) of the shares subject to the option grant vested on May 12, 2018, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. |