Form 4 for AI C3.ai, Inc.
Accepted 2021-08-23 00:00:00 ET · period of report 2021-08-19 · accession 0001209191-21-053025 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-23 | 2021-08-19 | AI | ABBO EDWARD Y | CTO | S - Sale+OE | $44.96 | -34.7K | 401.0K | -8% | -$1.56M |
| D | 2021-08-23 | 2021-08-21 | AI | ABBO EDWARD Y | CTO | A - Grant | $0.00 | +100.0K | 500.0K | +25% | $0 |
| D | 2021-08-23 | 2021-08-19 | AI | ABBO EDWARD Y | CTO | M - OptEx | $1.56 | +34.7K | 434.7K | +9% | +$54.1K |
| D | 2021-08-23 | 2021-08-19 | AI | ABBO EDWARD Y | CTO | M - OptEx | $0.00 | -34.7K | 200.5K | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-08-19 | S | D | 1,000 | $45.55 | 399,984 | D | — | — | (F3) Represents weighted average sales price. The shares were sold at prices ranging from $45.48 to $45.65. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Class A Common Stock | 2021-08-21 | A | A | 100,000 | $0.00 | 499,984 | D | — | — | (F4) Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will fully vest on September 15, 2022 so long as the Reporting Person continues to provide services through such vesting date. |
| 3 | Common | Class A Common Stock | 2021-08-19 | S | D | 33,707 | $44.94 | 400,984 | D | — | — | (F2) Represents weighted average sales price. The shares were sold at prices ranging from $44.48 to $45.47. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Class A Common Stock | 2021-08-19 | M | A | 34,707 | $1.56 | 434,691 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-08-19 | M | D | 34,707 | $0.00 | 200,457 | D | $1.56 · — to 2024-01-20 | 34,707 Class A Common Stock | (F7) Fully vested. |