Form 4 for AI C3.ai, Inc.
Accepted 2021-09-21 00:00:00 ET · period of report 2021-09-17 · accession 0001209191-21-057086 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-21 | 2021-09-17 | AI | CLEVELAND BRUCE A | CMO, Senior VP | S - Sale+OE | $50.43 | -10.0K | 23.9K | -30% | -$504.3K |
| D | 2021-09-21 | 2021-09-17 | AI | CLEVELAND BRUCE A | CMO, Senior VP | M - OptEx | $4.68 | +10.0K | 31.9K | +46% | +$46.8K |
| D | 2021-09-21 | 2021-09-17 | AI | CLEVELAND BRUCE A | CMO, Senior VP | M - OptEx | $0.00 | -10.0K | 911.8K | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-17 | S | D | 2,000 | $50.97 | 21,867 | D | — | — | (F2) Represents weighted average sales price. The shares were sold at prices ranging from $50.75 to $51.27. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Class A Common Stock | 2021-09-17 | M | A | 10,000 | $4.68 | 31,867 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-09-17 | S | D | 8,000 | $50.30 | 23,867 | D | — | — | (F1) Represents weighted average sales price. The shares were sold at prices ranging from $49.73 to $50.72. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Derivative | Option (Right to Buy) | 2021-09-17 | M | D | 10,000 | $0.00 | 911,767 | D | $4.68 · — to 2029-11-12 | 10,000 Class A Common Stock | (F4) Twenty percent (20%) of the shares subject to the option grant vested on November 4, 2020, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. |