Form 4 for AI C3.ai, Inc.
Accepted 2021-10-06 00:00:00 ET · period of report 2021-10-04 · accession 0001209191-21-059848 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-06 | 2021-10-04 | AI | Behzadi Houman | Chief Product Off | M - OptEx | $1.68 | +15.9K | 347.5K | +5% | +$26.7K |
| DM | 2021-10-06 | 2021-10-04 | AI | Behzadi Houman | Chief Product Off | S - Sale+OE | $43.76 | -15.9K | 335.1K | -5% | -$695.2K |
| D | 2021-10-06 | 2021-10-04 | AI | Behzadi Houman | Chief Product Off | M - OptEx | $0.00 | -15.9K | 101.6K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-04 | M | A | 15,887 | $1.68 | 347,495 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-10-04 | S | D | 144 | $45.29 | 331,608 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-10-04 | S | D | 3,365 | $44.66 | 331,752 | D | — | — | (F3) Represents weighted average sales price. The shares were sold at prices ranging from $44.12 to $45.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Class A Common Stock | 2021-10-04 | S | D | 12,378 | $43.50 | 335,117 | D | — | — | (F2) Represents weighted average sales price. The shares were sold at prices ranging from $43.07 to $44.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-10-04 | M | D | 15,887 | $0.00 | 101,560 | D | $1.68 · — to 2026-07-12 | 15,887 Class A Common Stock | (F4) Twenty percent (20%) of the shares subject to the option grant vested on May 16, 2017, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. |