Form 4 for AI C3.ai, Inc.
Accepted 2021-10-13 00:00:00 ET · period of report 2021-10-11 · accession 0001209191-21-060384 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-13 | 2021-10-11 | AI | Behzadi Houman | Chief Product Off | M - OptEx | $1.86 | +30.0K | 361.6K | +9% | +$55.8K |
| DM | 2021-10-13 | 2021-10-11 | AI | Behzadi Houman | Chief Product Off | S - Sale+OE | $44.63 | -30.0K | 344.0K | -8% | -$1.34M |
| D | 2021-10-13 | 2021-10-11 | AI | Behzadi Houman | Chief Product Off | M - OptEx | $0.00 | -30.0K | 218.8K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-11 | M | A | 30,000 | $1.86 | 361,608 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-10-11 | S | D | 12,352 | $44.94 | 331,608 | D | — | — | (F3) Represents weighted average sales price. The shares were sold at prices ranging from $44.73 to $45.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Class A Common Stock | 2021-10-11 | S | D | 17,648 | $44.42 | 343,960 | D | — | — | (F2) Represents weighted average sales price. The shares were sold at prices ranging from $43.73 to $44.71. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Derivative | Stock Option (Right to Buy) | 2021-10-11 | M | D | 30,000 | $0.00 | 218,781 | D | $1.86 · — to 2027-06-07 | 30,000 Class A Common Stock | (F4) Twenty percent (20%) of the shares subject to the option grant vested on May 12, 2018, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. |