Form 4 for AI C3.ai, Inc.
Accepted 2021-10-25 00:00:00 ET · period of report 2021-10-21 · accession 0001209191-21-061583 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-10-25 | 2021-09-30 | AI | ABBO EDWARD Y | CTO | G - Gift | $0.00 | -405.0K | 96.0K | -81% | $0 | |
| M | 2021-10-25 | 2021-10-21 | AI | ABBO EDWARD Y | CTO | S - Sale | $47.65 | -34.7K | 62.7K | -36% | -$1.65M |
| I | 2021-10-25 | 2021-09-30 | AI | ABBO EDWARD Y | CTO | G - Gift | $0.00 | +405.0K | 448.7K | +926% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-30 | G | D | 405,000 | $0.00 | 95,994 | D See Footnote | — | — | (F1) Reflects a correction to the number of shares owned directly by the Reporting Person and the number of shares owned indirectly by the Reporting Person through the Abbo Children's Trust (the "Children's Trust") and the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust (the "Family Trust"). In the Reporting Person's March 2021 filings ("March Filings"), the shares sold were reported as being sold by the Reporting Person directly. The shares reported as sold in the March Filings were actually sold as follows: 306,236 directly, 10,933 by the Children's Trust and 24,784 by the Family Trust. This correction does not impact the aggregate number of shares sold, sales prices or the aggregate number of shares beneficially owned by the Reporting Person, as reported in prior filings. (F2) The shares are held by the Children's Trust, of which the Reporting Person is trustee. |
| 2 | Common | Common Stock | 2021-10-21 | S | D | 1,441 | $48.06 | 61,287 | D | — | — | (F5) Represents weighted average sales price. The shares were sold at prices ranging from $48.02 to $48.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2021-10-21 | S | D | 33,266 | $47.63 | 62,728 | D | — | — | (F4) Represents weighted average sales price. The shares were sold at prices ranging from $47.02 to $48.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2021-09-30 | G | A | 405,000 | $0.00 | 448,733 | I | — | — | (F1) Reflects a correction to the number of shares owned directly by the Reporting Person and the number of shares owned indirectly by the Reporting Person through the Abbo Children's Trust (the "Children's Trust") and the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust (the "Family Trust"). In the Reporting Person's March 2021 filings ("March Filings"), the shares sold were reported as being sold by the Reporting Person directly. The shares reported as sold in the March Filings were actually sold as follows: 306,236 directly, 10,933 by the Children's Trust and 24,784 by the Family Trust. This correction does not impact the aggregate number of shares sold, sales prices or the aggregate number of shares beneficially owned by the Reporting Person, as reported in prior filings. |