Form 4 for AI C3.ai, Inc.
Accepted 2021-11-15 00:00:00 ET · period of report 2021-11-12 · accession 0001209191-21-064531 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-15 | 2021-11-12 | AI | Barter David | CFO, Senior VP | S - Sale+OE | $46.29 | -14.8K | 67.6K | -18% | -$687.1K |
| D | 2021-11-15 | 2021-11-12 | AI | Barter David | CFO, Senior VP | M - OptEx | $17.10 | +19.4K | 82.4K | +31% | +$332.5K |
| D | 2021-11-15 | 2021-11-12 | AI | Barter David | CFO, Senior VP | M - OptEx | $0.00 | -19.4K | 913.9K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-12 | S | D | 12,479 | $46.10 | 69,964 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-11-12 | M | A | 19,444 | $17.10 | 82,443 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-11-12 | S | D | 2,365 | $47.27 | 67,599 | D | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2021-11-12 | M | D | 19,444 | $0.00 | 913,891 | D | $17.10 · — to 2030-10-20 | 19,444 Class A Common Stock | (F2) Twenty percent (20%) of the shares subject to the option grant vested on October 8, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. |