Form 4 for AI C3.ai, Inc.
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001209191-21-065218 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-11-17 | 2021-11-15+ | AI | SIEBEL THOMAS M | CEO, Dir, 10% | S - Sale | $48.36 | -615.5K | 3.51M | -15% | -$29.76M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-16 | S | D | 106,635 | $46.96 | 3,636,152 | I See Footnote | — | — | (F7) Represents weighted average sales price. The shares were sold at prices ranging from $46.43 to $47.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F3) The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. |
| 2 | Common | Class A Common Stock | 2021-11-15 | S | D | 60,779 | $49.17 | 381,354 | I See Footnote | — | — | (F4) Represents weighted average sales price. The shares were sold at prices ranging from $48.78 to $49.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F3) The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. |
| 3 | Common | Class A Common Stock | 2021-11-15 | S | D | 237,179 | $48.38 | 3,875,133 | I See Footnote | — | — | (F2) Represents weighted average sales price. The shares were sold at prices ranging from $47.78 to $48.775. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F3) The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. |
| 4 | Common | Class A Common Stock | 2021-11-16 | S | D | 10,816 | $48.45 | 3,496,824 | I See Footnote | — | — | (F9) Represents weighted average sales price. The shares were sold at prices ranging from $48.43 to $48.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F3) The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. |
| 5 | Common | Class A Common Stock | 2021-11-15 | S | D | 11,600 | $51.20 | 3,742,787 | I See Footnote | — | — | (F6) Represents weighted average sales price. The shares were sold at prices ranging from $50.95 to $51.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F3) The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. |
| 6 | Common | Class A Common Stock | 2021-11-15 | S | D | 59,967 | $50.27 | 3,754,387 | I See Footnote | — | — | (F5) Represents weighted average sales price. The shares were sold at prices ranging from $49.935 to $50.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F3) The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. |
| 7 | Common | Class A Common Stock | 2021-11-16 | S | D | 128,512 | $47.93 | 3,507,640 | I See Footnote | — | — | (F8) Represents weighted average sales price. The shares were sold at prices ranging from $47.43 to $48.4275. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F3) The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. |