Form 4 for AI C3.ai, Inc.
Accepted 2021-11-22 00:00:00 ET · period of report 2021-11-18 · accession 0001209191-21-066166 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-22 | 2021-11-18 | AI | ABBO EDWARD Y | CTO | M - OptEx | $1.56 | +21.3K | 82.6K | +35% | +$33.2K |
| DM | 2021-11-22 | 2021-11-18 | AI | ABBO EDWARD Y | CTO | S - Sale+OE | $43.44 | -23.1K | 59.4K | -28% | -$1.01M |
| D | 2021-11-22 | 2021-11-18 | AI | ABBO EDWARD Y | CTO | M - OptEx | $0.00 | -21.3K | 179.2K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-18 | M | A | 21,266 | $1.56 | 82,553 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-11-18 | S | D | 11,633 | $42.57 | 70,920 | D | — | — | (F2) Represents weighted average sales price. The shares were sold at prices ranging from $42.05 to $43.03. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Class A Common Stock | 2021-11-18 | S | D | 3,856 | $43.26 | 67,064 | D | — | — | (F3) Represents weighted average sales price. The shares were sold at prices ranging from $43.05 to $43.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Class A Common Stock | 2021-11-18 | S | D | 5,732 | $44.61 | 61,332 | D | — | — | (F4) Represents weighted average sales price. The shares were sold at prices ranging from $44.06 to $45.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Class A Common Stock | 2021-11-18 | S | D | 1,917 | $45.56 | 59,415 | D | — | — | (F5) Represents weighted average sales price. The shares were sold at prices ranging from $45.07 to $46.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-11-18 | M | D | 21,266 | $0.00 | 179,191 | D | $1.56 · — to 2024-01-20 | 21,266 Class A Common Stock | (F8) Fully vested. |