Form 4 for AI C3.ai, Inc.
Accepted 2021-12-22 00:00:00 ET · period of report 2021-12-20 · accession 0001209191-21-070973 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-22 | 2021-12-20 | AI | Manzoor Adeel | CFO | A - Grant | $0.00 | +180.0K | 180.0K | New | $0 |
| D | 2021-12-22 | 2021-12-21 | AI | Manzoor Adeel | CFO | A - Grant | $0.00 | +270.0K | 270.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-20 | A | A | 180,000 | $0.00 | 180,000 | D | — | — | (F1) Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock upon settlement. Twenty percent (20%) of each such RSU award shall vest on December 15, 2022 and five percent (5%) of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |
| 2 | Derivative | Stock Option (Right to Buy) | 2021-12-21 | A | A | 270,000 | $0.00 | 270,000 | D | $33.64 · — to 2031-12-20 | 270,000 Class A Common Stock | (F2) Twenty percent (20%) of the shares subject to the option grant vest on December 15, 2022, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. |