Form 4 for AI C3.ai, Inc.
Accepted 2022-03-04 00:00:00 ET · period of report 2022-03-02 · accession 0001209191-22-016519 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-04 | 2022-03-02 | AI | Parkkinen Juho | SVP, CFO | A - Grant | $0.00 | +120.0K | 180.0K | +200% | $0 |
| D | 2022-03-04 | 2022-03-04 | AI | Parkkinen Juho | SVP, CFO | A - Grant | $0.00 | +170.0K | 170.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-02 | A | A | 120,000 | $0.00 | 180,000 | D | — | — | (F1) Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock upon settlement. Five percent (5%) of each such RSU award shall vest on the last day of each fiscal quarter following March 1, 2022, so long as the Reporting Person continues to provide services through such vesting dates. |
| 2 | Derivative | Stock Option (Right to Buy) | 2022-03-04 | A | A | 170,000 | $0.00 | 170,000 | D | $20.05 · — to 2032-03-03 | 170,000 Class A Common Stock | (F2) 1/60th of the shares subject to the option vest on a monthly basis from March 1, 2022 until the grant is fully vested, so long as the Reporting Person continues to provide services through such vesting dates. |