Form 4 for ENTG ENTEGRIS INC
Accepted 2022-07-08 00:00:00 ET · period of report 2022-07-06 · accession 0001209191-22-041708 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-07-08 | 2022-07-06 | ENTG | Woodland Daniel D. | See Remarks | A - Grant | — | +42.4K | 16.4K | New | — |
| DM | 2022-07-08 | 2022-07-06 | ENTG | Woodland Daniel D. | See Remarks | A - Grant | — | +71.0K | 10.6K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-07-06 | A | A | 26,024 | — | 42,404 | D | — | — | (F3) These shares are restricted stock units with restrictions that lapse over a four-year period with respect to 25% of these shares per year, beginning August 15, 2023 and thereafter on August 15, 2024, August 15, 2025 and August 15, 2026. (F4) Awarded pursuant to the Entegris, Inc. 2020 Stock Plan in consideration of services as an employee. |
| 2 | Common | Common Stock | 2022-07-06 | A | A | 16,380 | — | 16,380 | D | — | — | (F2) Includes 14,827 restricted stock units, payable solely in Common Stock, with restrictions that lapse as follows: (i) 4,442 vest on September 30, 2022, (ii) 4,865 vest on September 30, 2023, and (iii) 5,520 vest on September 30, 2024. (F1) Reflects securities granted by Entegris, Inc. (the "Issuer") pursuant to the terms of the Agreement and Plan of Merger, dated as of December 14, 2021 (the "Merger Agreement"), entered into by and among the Issuer, CMC Materials, Inc., ("CMC") and other parties thereto. Pursuant to the terms of the Merger Agreement, (a) the Issuer acquired CMC (the "Merger"), (b) each share of CMC common stock was converted into the right to receive $133 per share, without interest, and 0.4506 shares of Issuer common stock, and (c) CMC performance stock units and stock options held by the reporting person were replaced by Issuer restricted stock units and stock options, respectively. The Merger closed on July 6, 2022. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2022-07-06 | A | A | 12,656 | — | 12,656 | D | $70.03 · — to 2029-12-05 | 12,656 Common Stock | (F1) Reflects securities granted by Entegris, Inc. (the "Issuer") pursuant to the terms of the Agreement and Plan of Merger, dated as of December 14, 2021 (the "Merger Agreement"), entered into by and among the Issuer, CMC Materials, Inc., ("CMC") and other parties thereto. Pursuant to the terms of the Merger Agreement, (a) the Issuer acquired CMC (the "Merger"), (b) each share of CMC common stock was converted into the right to receive $133 per share, without interest, and 0.4506 shares of Issuer common stock, and (c) CMC performance stock units and stock options held by the reporting person were replaced by Issuer restricted stock units and stock options, respectively. The Merger closed on July 6, 2022. (F5) This option is fully vested. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2022-07-06 | A | A | 17,674 | — | 17,674 | D | $55.88 · — to 2028-12-06 | 17,674 Common Stock | (F1) Reflects securities granted by Entegris, Inc. (the "Issuer") pursuant to the terms of the Agreement and Plan of Merger, dated as of December 14, 2021 (the "Merger Agreement"), entered into by and among the Issuer, CMC Materials, Inc., ("CMC") and other parties thereto. Pursuant to the terms of the Merger Agreement, (a) the Issuer acquired CMC (the "Merger"), (b) each share of CMC common stock was converted into the right to receive $133 per share, without interest, and 0.4506 shares of Issuer common stock, and (c) CMC performance stock units and stock options held by the reporting person were replaced by Issuer restricted stock units and stock options, respectively. The Merger closed on July 6, 2022. (F5) This option is fully vested. |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2022-07-06 | A | A | 17,477 | — | 17,477 | D | $50.85 · — to 2027-12-05 | 17,477 Common Stock | (F1) Reflects securities granted by Entegris, Inc. (the "Issuer") pursuant to the terms of the Agreement and Plan of Merger, dated as of December 14, 2021 (the "Merger Agreement"), entered into by and among the Issuer, CMC Materials, Inc., ("CMC") and other parties thereto. Pursuant to the terms of the Merger Agreement, (a) the Issuer acquired CMC (the "Merger"), (b) each share of CMC common stock was converted into the right to receive $133 per share, without interest, and 0.4506 shares of Issuer common stock, and (c) CMC performance stock units and stock options held by the reporting person were replaced by Issuer restricted stock units and stock options, respectively. The Merger closed on July 6, 2022. (F5) This option is fully vested. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2022-07-06 | A | A | 12,667 | — | 12,667 | D | $79.97 · — to 2030-12-03 | 12,667 Common Stock | (F1) Reflects securities granted by Entegris, Inc. (the "Issuer") pursuant to the terms of the Agreement and Plan of Merger, dated as of December 14, 2021 (the "Merger Agreement"), entered into by and among the Issuer, CMC Materials, Inc., ("CMC") and other parties thereto. Pursuant to the terms of the Merger Agreement, (a) the Issuer acquired CMC (the "Merger"), (b) each share of CMC common stock was converted into the right to receive $133 per share, without interest, and 0.4506 shares of Issuer common stock, and (c) CMC performance stock units and stock options held by the reporting person were replaced by Issuer restricted stock units and stock options, respectively. The Merger closed on July 6, 2022. (F5) This option is fully vested. |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2022-07-06 | A | A | 10,564 | — | 10,564 | D | $77.55 · — to 2031-12-06 | 10,564 Common Stock | (F1) Reflects securities granted by Entegris, Inc. (the "Issuer") pursuant to the terms of the Agreement and Plan of Merger, dated as of December 14, 2021 (the "Merger Agreement"), entered into by and among the Issuer, CMC Materials, Inc., ("CMC") and other parties thereto. Pursuant to the terms of the Merger Agreement, (a) the Issuer acquired CMC (the "Merger"), (b) each share of CMC common stock was converted into the right to receive $133 per share, without interest, and 0.4506 shares of Issuer common stock, and (c) CMC performance stock units and stock options held by the reporting person were replaced by Issuer restricted stock units and stock options, respectively. The Merger closed on July 6, 2022. (F5) This option is fully vested. |