Form 4 for AI C3.ai, Inc.
Accepted 2022-09-26 00:00:00 ET · period of report 2022-09-22 · accession 0001209191-22-051258 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-26 | 2022-09-22 | AI | Sastry Shankar | Dir | S - Sale+OE | $13.19 | -79.1K | 24.6K | -76% | -$1.04M |
| D | 2022-09-26 | 2022-09-22 | AI | Sastry Shankar | Dir | M - OptEx | $0.6 | +79.1K | 103.8K | +321% | +$47.5K |
| D | 2022-09-26 | 2022-09-22 | AI | Sastry Shankar | Dir | M - OptEx | $0.00 | -79.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-09-22 | S | D | 79,142 | $13.19 | 24,640 | D | — | — | (F2) Represents weighted average sales price. The shares were sold at prices ranging from $13.05 to $13.39. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Class A Common Stock | 2022-09-22 | M | A | 79,142 | $0.6 | 103,782 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2022-09-22 | M | D | 79,142 | $0.00 | 0 | D | $0.6 · — to 2022-10-24 | 79,142 Class A Common Stock | (F3) Due to rounding in connection with the reverse stock split, the total shares include 1 additional share that was not originally reported on the Reporting Person's Form 3. (F4) The option is fully vested. |