Form 4 for VERI Veritone, Inc.

Accepted 2023-04-25 00:00:00 ET · period of report 2022-04-22 · accession 0001209191-23-025515 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2023-04-25	2023-04-22	VERI	Steelberg Chad	Dir, 10%	F - Tax	$5.06	-1,831	506.5K	-0.4%	-$9,265
I	2023-04-25	2023-04-22	VERI	Steelberg Chad	Dir, 10%	A - Grant	$0.00	+19.7K	19.7K	New	$0
	2023-04-25	2022-04-22	VERI	Steelberg Chad	Dir, 10%	A - Grant	$0.00	+3,692	508.3K	+0.7%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-04-22	F	D	1,831	$5.06	506,518	D	—	—	(F3) Represents shares that were withheld for payment of taxes upon vesting of restricted stock units.
2	Common	Common Stock	2023-04-22	A	A	19,743	$0.00	19,743	I	—	—	(F4) Pursuant to the Independent Contractor Services Agreement, dated as of January 4, 2023, by and between the issuer and Steel Holdings, LLC, an entity affiliated with the reporting person ("Consultant"), on January 31, 2023, the Consultant was granted restricted stock units, the vesting of which was subject to both performance-based and service-based conditions ("PSUs"). The number of shares reported represents the number of PSUs that were earned as a result of the achievement of certain of the performance conditions.
3	Common	Common Stock	2022-04-22	A	A	3,692	$0.00	508,349	D Held by Steel Holdings, LLC	—	—	(F1) Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. The RSUs vested in full on April 22, 2023. (F2) Represents the number of shares held as of April 22, 2023. (F5) Reporting person is the sole manager and member of Steel Holdings, LLC.