Form 4 for AI C3.ai, Inc.
Accepted 2023-06-20 00:00:00 ET · period of report 2023-06-15 · accession 0001209191-23-038648 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-20 | 2023-06-15 | AI | Behzadi Houman | Chief Product Off | M - OptEx | — | +83.1K | 475.6K | +21% | — |
| D | 2023-06-20 | 2023-06-15 | AI | Behzadi Houman | Chief Product Off | F - Tax | $46.37 | -44.7K | 430.8K | -9% | -$2.07M |
| DM | 2023-06-20 | 2023-06-15 | AI | Behzadi Houman | Chief Product Off | M - OptEx | $0.00 | -83.1K | 900.0K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-06-15 | M | A | 83,074 | — | 475,550 | D | — | — | (F1) Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. |
| 2 | Common | Class A Common Stock | 2023-06-15 | F | D | 44,736 | $46.37 | 430,814 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-06-15 | M | D | 8,074 | $0.00 | 32,294 | D | — · — to — | 8,074 Class A Common Stock | (F1) Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. (F2) 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |
| 4 | Derivative | Restricted Stock Units | 2023-06-15 | M | D | 75,000 | $0.00 | 900,000 | D | — · — to — | 75,000 Class A Common Stock | (F1) Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. (F3) 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |