Form 4 for AI C3.ai, Inc.
Accepted 2023-06-22 00:00:00 ET · period of report 2023-06-20 · accession 0001209191-23-039222 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-06-22 | 2023-06-20 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | F - Tax | $43.19 | -11.5K | 1.77M | -0.6% | -$495.8K | |
| 2023-06-22 | 2023-06-20 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | A - Grant | $0.00 | +23.2K | 1.78M | +1% | $0 | |
| 2023-06-22 | 2023-06-22 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | G - Gift | $0.00 | -11.7K | 1.76M | -0.7% | $0 | |
| I | 2023-06-22 | 2023-06-22 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | G - Gift | $0.00 | +11.7K | 3.62M | +0.3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-06-20 | F | D | 11,480 | $43.19 | 1,768,063 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-06-20 | A | A | 23,153 | $0.00 | 1,779,543 | D See Footnote | — | — | (F1) Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested. (F2) The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. |
| 3 | Common | Class A Common Stock | 2023-06-22 | G | D | 11,673 | $0.00 | 1,756,390 | D | — | — | |
| 4 | Common | Class A Common Stock | 2023-06-22 | G | A | 11,673 | $0.00 | 3,622,352 | I | — | — |