Form 4 for XFLT XAI Floating Rate & Alternative Income Trust
Accepted 2023-11-16 00:00:00 ET · period of report 2023-11-13 · accession 0001209191-23-055461 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-11-16 | 2023-11-13 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $7.08 | +289 | 17.7K | +2% | +$2,046 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares of Beneficial Ownership | 2023-11-13 | P | A | 289 | $7.08 | 17,683.85 | I XMS Holdings LLC | — | — |