XFLT XAI Floating Rate & Alternative Income Trust
NYSE · SEC CIK 1703079 · EDGAR
- Bought, last 12 months
- $119.7K 2 purchases by 2 insiders
- Sold, last 12 months
- $0 0 sales by 0 insiders
- Filings on record
- 48 since 2021-07-21, latest 2026-02-19
BoughtSold
Most active insiders, 12 months
| Insider | Title | Bought | Sold |
|---|---|---|---|
| Law Lauren Kristen | Sub-Adviser Inv Comm Member | $100.2K | — |
| Spence John Yogi | VP | $19.5K | — |
| McCulloch Benjamin | CLO, Sec | — | — |
| Flynn Kimberly Ann | VP | — | — |
| Brombach Theodore J | Pres, CEO, Dir | — | — |
Transactions 53
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-02-19 | 2026-02-19 | XFLT | Spence John Yogi | VP | P - Purchase | $3.90 | +5,000 | 561.8K | +0.9% | +$19.5K | |
| I | 2025-12-30 | 2025-12-24 | XFLT | Brombach Theodore J | Pres, CEO, Dir | G - Gift | $0.00 | -7,811 | 16.1K | -33% | $0 |
| I | 2025-12-30 | 2025-12-24 | XFLT | Spence John Yogi | VP | G - Gift | $0.00 | -7,811 | 16.1K | -33% | $0 |
| 2025-12-30 | 2025-12-24 | XFLT | McCulloch Benjamin | CLO, Sec | J - Other | $0.00 | +3,389 | 11.5K | +42% | $0 | |
| 2025-12-30 | 2025-12-24 | XFLT | Flynn Kimberly Ann | VP | J - Other | $0.00 | +3,504 | 46.7K | +8% | $0 | |
| 2025-10-27 | 2025-10-24 | XFLT | Law Lauren Kristen | Sub-Adviser Inv Comm Member | P - Purchase | $5.01 | +20.0K | 20.0K | New | +$100.2K | |
| 2025-09-12 | 2025-09-11 | XFLT | Jones Scott C | Trustee | S - Sale | $5.62 | -13.0K | 0 | -100% | -$73.1K | |
| 2025-02-21 | 2025-02-21 | XFLT | Spence John Yogi | VP | P - Purchase | $6.38 | +2,000 | 551.8K | +0.4% | +$12.8K | |
| 2025-02-19 | 2025-02-19 | XFLT | Spence John Yogi | VP | P - Purchase | $6.41 | +3,000 | 549.8K | +0.5% | +$19.2K | |
| I | 2025-01-16 | 2024-12-18 | XFLT | Brombach Theodore J | Pres, CEO, Dir | J - Other | $0.00 | -6,052 | 20.7K | -23% | $0 |
| 2025-01-13 | 2024-12-18 | XFLT | Flynn Kimberly Ann | VP | J - Other | $0.00 | +3,004 | 43.2K | +7% | $0 | |
| 2025-01-13 | 2024-12-18 | XFLT | McCulloch Benjamin | CLO, Sec | J - Other | $0.00 | +2,857 | 7,131 | +67% | $0 | |
| I | 2025-01-13 | 2024-12-18 | XFLT | Spence John Yogi | VP | J - Other | $0.00 | -6,052 | 20.7K | -23% | $0 |
| 2024-12-20 | 2024-12-19 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $6.50 | +2,000 | 546.8K | +0.4% | +$13.0K | |
| 2024-05-23 | 2024-05-21 | XFLT | Spence John Yogi | Adviser Personnel | G - Gift | $0.00 | -6,000 | 531.8K | -1% | $0 | |
| MI | 2024-05-10 | 2024-05-09+ | XFLT | Brombach Theodore J | Pres, CEO | P - Purchase | $7.13 | +6,867 | 27.4K | +33% | +$49.0K |
| MI | 2024-05-10 | 2024-05-09+ | XFLT | Spence John Yogi | Advisor Personnel | P - Purchase | $7.13 | +6,867 | 27.4K | +33% | +$49.0K |
| 2023-12-13 | 2023-12-11 | XFLT | McCulloch Benjamin | CLO, Sec | J - Other | $0.00 | +2,209 | 3,661 | +152% | $0 | |
| I | 2023-12-13 | 2023-12-11 | XFLT | Spence John Yogi | Adviser Personnel | J - Other | $0.00 | -5,409 | 18.5K | -23% | $0 |
| I | 2023-12-13 | 2023-12-12 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $7.05 | +825 | 19.3K | +4% | +$5,816 |
| I | 2023-12-13 | 2023-12-12 | XFLT | Brombach Theodore J | Pres, CEO | P - Purchase | $7.05 | +825 | 19.3K | +4% | +$5,816 |
| I | 2023-12-13 | 2023-12-11 | XFLT | Brombach Theodore J | Pres, CEO | J - Other | $0.00 | -5,409 | 18.5K | -23% | $0 |
| 2023-12-13 | 2023-12-11 | XFLT | Flynn Kimberly Ann | VP | J - Other | $0.00 | +2,400 | 40.2K | +6% | $0 | |
| I | 2023-12-06 | 2023-12-05 | XFLT | Brombach Theodore J | Pres, CEO | P - Purchase | $6.89 | +6,000 | 23.7K | +34% | +$41.3K |
| I | 2023-12-06 | 2023-12-05 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $6.89 | +6,000 | 23.7K | +34% | +$41.3K |
| I | 2023-11-16 | 2023-11-13 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $7.08 | +289 | 17.7K | +2% | +$2,046 |
| I | 2023-11-16 | 2023-11-13 | XFLT | Brombach Theodore J | Pres, CEO | P - Purchase | $7.08 | +289 | 17.7K | +2% | +$2,046 |
| 2023-07-26 | 2023-07-24 | XFLT | Spence John Yogi | Adviser Personnel | G - Gift | $0.00 | -4,000 | 520.3K | -0.8% | $0 | |
| 2022-12-23 | 2022-12-22 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $6.33 | +500 | 516.0K | +0.1% | +$3,165 | |
| I | 2022-11-15 | 2022-11-11 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $6.67 | +3,050 | 15.1K | +25% | +$20.3K |
| I | 2022-11-15 | 2022-11-11 | XFLT | Brombach Theodore J | Pres, CEO | P - Purchase | $6.67 | +3,050 | 15.1K | +25% | +$20.3K |
| MI | 2022-11-14 | 2022-11-10 | XFLT | Brombach Theodore J | Pres, CEO | P - Purchase | $6.64 | +2,000 | 10.9K | +22% | +$13.3K |
| MI | 2022-11-14 | 2022-11-10 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $6.64 | +2,000 | 11.6K | +21% | +$13.3K |
| MI | 2022-11-09 | 2022-11-08+ | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $6.51 | +6,000 | 4,100 | New | +$39.1K |
| MAI | 2022-11-09 | 2022-11-08+ | XFLT | Brombach Theodore J | Pres, CEO | P - Purchase | $6.51 | +6,000 | 9,082 | +195% | +$39.1K |
| MAI | 2022-11-09 | 2022-11-08+ | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $6.51 | +6,000 | 9,082 | +195% | +$39.1K |
| MI | 2022-11-09 | 2022-11-08+ | XFLT | Brombach Theodore J | Pres, CEO | P - Purchase | $6.51 | +6,000 | 10.0K | +150% | +$39.1K |
| MAI | 2022-11-09 | 2022-11-03+ | XFLT | Brombach Theodore J | Pres, CEO | P - Purchase | $6.39 | +4,000 | 412 | New | +$25.5K |
| MAI | 2022-11-09 | 2022-11-03+ | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $6.39 | +4,000 | 412 | New | +$25.5K |
| MI | 2022-11-04 | 2022-11-03+ | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $6.39 | +4,000 | 4,000 | New | +$25.5K |
| MI | 2022-11-04 | 2022-11-03+ | XFLT | Brombach Theodore J | Pres, CEO | P - Purchase | $6.39 | +4,000 | 412 | New | +$25.5K |
| M | 2022-09-23 | 2022-09-23 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $6.23 | +3,000 | 512.3K | +0.6% | +$18.7K |
| M | 2022-09-02 | 2022-09-02 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $6.99 | +2,000 | 509.7K | +0.4% | +$14.0K |
| MI | 2022-09-02 | 2022-09-02 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | — | 0 | 557.51 | New | — |
| MI | 2022-08-22 | 2022-08-19 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | — | 0 | 557.51 | New | — |
| M | 2022-08-22 | 2022-08-19 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $7.16 | +3,000 | 506.7K | +0.6% | +$21.5K |
| 2022-04-11 | 2022-04-08 | XFLT | McCulloch Benjamin | CLO, Sec | P - Purchase | $8.47 | +472 | 1,162 | +68% | +$3,998 | |
| M | 2021-12-20 | 2021-12-20 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $8.53 | +4,000 | 486.8K | +0.8% | +$34.1K |
| 2021-12-09 | 2021-12-08 | XFLT | McGarrity John P | Off. of XAI | S - Sale | $9.10 | -11.1K | 42.9K | -21% | -$101.0K | |
| M | 2021-07-27 | 2021-07-27 | XFLT | McCulloch Benjamin | CLO, Sec | P - Purchase | $8.67 | +288 | 400 | +257% | +$2,497 |
| 2021-07-22 | 2021-07-21 | XFLT | Brombach Theodore J | Pres, CEO | P - Purchase | $8.50 | +29.5K | 450.9K | +7% | +$250.8K | |
| M | 2021-07-21 | 2021-07-21 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $8.50 | +9,500 | 459.7K | +2% | +$80.7K |
| I | 2021-07-21 | 2021-07-21 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $8.50 | +500 | 500 | New | +$4,250 |
Purchase Sale Sale after option exercise All abbreviations