Form 4 for XFLT XAI Floating Rate & Alternative Income Trust
Accepted 2021-12-09 00:00:00 ET · period of report 2021-12-08 · accession 0001718129-21-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-12-09 | 2021-12-08 | XFLT | McGarrity John P | Off. of XAI | S - Sale | $9.10 | -11.1K | 42.9K | -21% | -$101.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares of Beneficial Ownership | 2021-12-08 | S | D | 11,100 | $9.10 | 42,851 | D | — | — |