Form 4 for XFLT XAI Floating Rate & Alternative Income Trust

Accepted 2022-09-02 00:00:00 ET · period of report 2022-09-02 · accession 0001718133-22-000003 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2022-09-02	2022-09-02	XFLT	Spence John Yogi	Adviser Personnel	P - Purchase	$6.99	+2,000	509.7K	+0.4%	+$14.0K
MI	2022-09-02	2022-09-02	XFLT	Spence John Yogi	Adviser Personnel	P - Purchase	—	0	557.51	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying
1	Common	Common Shares of Beneficial Ownership	2022-09-02	P	A	1,000	$7.00	510,718.56	D XA Investments LLC	—	—
2	Common	Common Shares of Beneficial Ownership	2022-09-02	P	A	0	$0.00	10,205	I	—	—
3	Common	Common Shares of Beneficial Ownership	2022-09-02	P	A	0	$0.00	557.51	I	—	—
4	Common	Common Shares of Beneficial Ownership	2022-09-02	P	A	1,000	$6.97	509,718.56	D By Spouse	—	—