Form 4 for XFLT XAI Floating Rate & Alternative Income Trust
Accepted 2022-11-09 00:00:00 ET · period of report 2021-11-08 · accession 0001718133-22-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-11-09 | 2022-11-08+ | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $6.51 | +6,000 | 4,100 | New | +$39.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares of Beneficial Ownership | 2022-11-08 | P | A | 2,100 | $6.49 | 6,200 | I XMS Holdings LLC | — | — | |
| 2 | Common | Common Shares of Beneficial Ownership | 2022-11-08 | P | A | 1,800 | $6.50 | 8,000 | I XMS Holdings LLC | — | — | |
| 3 | Common | Common Shares of Beneficial Ownership | 2022-11-09 | P | A | 918 | $6.56 | 10,000 | I XMS Holdings LLC | — | — | |
| 4 | Common | Common Shares of Beneficial Ownership | 2022-11-09 | P | A | 1,082 | $6.53 | 9,082 | I XMS Holdings LLC | — | — | |
| 5 | Common | Common Shares of Beneficial Ownership | 2022-11-08 | P | A | 100 | $6.38 | 4,100 | I XMS Holdings LLC | — | — |