Form 4 for XFLT XAI Floating Rate & Alternative Income Trust
Accepted 2022-11-04 00:00:00 ET · period of report 2022-11-03 · accession 0001718133-22-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-11-04 | 2022-11-03+ | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $6.39 | +4,000 | 4,000 | New | +$25.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares of Beneficial Ownership | 2022-11-03 | P | A | 412 | $6.35 | 412 | I XMS Holdings LLC | — | — | |
| 2 | Common | Common Shares of Beneficial Ownership | 2022-11-04 | P | A | 3,588 | $6.39 | 4,000 | I XMS Holdings LLC | — | — |