Form 4 for XFLT XAI Floating Rate & Alternative Income Trust
Accepted 2022-09-23 00:00:00 ET · period of report 2022-09-23 · accession 0001718133-22-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-09-23 | 2022-09-23 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $6.23 | +3,000 | 512.3K | +0.6% | +$18.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares of Beneficial Ownership | 2022-09-23 | P | A | 2,000 | $6.23 | 514,279.54 | D | — | — | |
| 2 | Common | Common Shares of Beneficial Ownership | 2022-09-23 | P | A | 1,000 | $6.24 | 512,279.54 | D | — | — |