Form 4 for XFLT XAI Floating Rate & Alternative Income Trust
Accepted 2022-11-15 00:00:00 ET · period of report 2022-11-11 · accession 0001718218-22-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-11-15 | 2022-11-11 | XFLT | Brombach Theodore J | Pres, CEO | P - Purchase | $6.67 | +3,050 | 15.1K | +25% | +$20.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares of Beneficial Ownership | 2022-11-11 | P | A | 3,050 | $6.67 | 15,050 | I XMS Holdings LLC | — | — |