Form 4 for XFLT XAI Floating Rate & Alternative Income Trust

Accepted 2021-07-21 00:00:00 ET · period of report 2021-07-21 · accession 0001718133-21-000001 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2021-07-21	2021-07-21	XFLT	Spence John Yogi	Adviser Personnel	P - Purchase	$8.50	+9,500	459.7K	+2%	+$80.7K
I	2021-07-21	2021-07-21	XFLT	Spence John Yogi	Adviser Personnel	P - Purchase	$8.50	+500	500	New	+$4,250

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying
1	Common	Common Shares of Beneficial Interest	2021-07-21	P	A	127	$8.49	457,597.49	D By Spouse	—	—
2	Common	Common Shares of Beneficial Interest	2021-07-21	P	A	2,873	$8.50	462,570.49	D	—	—
3	Common	Common Shares of Beneficial Interest	2021-07-21	P	A	4,400	$8.50	466,970.49	D	—	—
4	Common	Common Shares of Beneficial Interest	2021-07-21	P	A	600	$8.50	458,197.49	D	—	—
5	Common	Common Shares of Beneficial Interest	2021-07-21	P	A	1,500	$8.50	459,697.49	D	—	—
6	Common	Common Shares of Beneficial Interest	2021-07-21	P	A	500	$8.50	500	I	—	—