Form 4 for XFLT XAI Floating Rate & Alternative Income Trust
Accepted 2022-08-22 00:00:00 ET · period of report 2022-08-19 · accession 0001718133-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-08-22 | 2022-08-19 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | — | 0 | 557.51 | New | — |
| M | 2022-08-22 | 2022-08-19 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $7.16 | +3,000 | 506.7K | +0.6% | +$21.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares of Beneficial Ownership | 2022-08-19 | P | A | 0 | $0.00 | 10,205 | I | — | — | |
| 2 | Common | Common Shares of Beneficial Ownership | 2022-08-19 | P | A | 0 | $0.00 | 557.51 | I | — | — | |
| 3 | Common | Common Shares of Beneficial Ownership | 2022-08-19 | P | A | 1,000 | $7.16 | 508,718.56 | D | — | — | |
| 4 | Common | Common Shares of Beneficial Ownership | 2022-08-19 | P | A | 1,000 | $7.16 | 507,718.56 | D XA Investments LLC | — | — | |
| 5 | Common | Common Shares of Beneficial Ownership | 2022-08-19 | P | A | 1,000 | $7.15 | 506,718.56 | D By Spouse | — | — |