Form 4 for XFLT XAI Floating Rate & Alternative Income Trust
Accepted 2021-12-20 00:00:00 ET · period of report 2021-12-20 · accession 0001718133-21-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-12-20 | 2021-12-20 | XFLT | Spence John Yogi | Adviser Personnel | P - Purchase | $8.53 | +4,000 | 486.8K | +0.8% | +$34.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares of Beneficial Ownership | 2021-12-20 | P | A | 3,865 | $8.53 | 490,710.31 | D | — | — | |
| 2 | Common | Common Shares of Beneficial Ownership | 2021-12-20 | P | A | 135 | $8.54 | 486,845.31 | D | — | — |