Form 4 for XFLT XAI Floating Rate & Alternative Income Trust
Accepted 2023-12-06 00:00:00 ET · period of report 2023-12-05 · accession 0001209191-23-057633 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-12-06 | 2023-12-05 | XFLT | Brombach Theodore J | Pres, CEO | P - Purchase | $6.89 | +6,000 | 23.7K | +34% | +$41.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares of Beneficial Ownership | 2023-12-05 | P | A | 6,000 | $6.89 | 23,683.85 | I XMS Holdings LLC | — | — |