Form 4 for XFLT XAI Floating Rate & Alternative Income Trust
Accepted 2024-05-10 00:00:00 ET · period of report 2024-05-09 · accession 0001718218-24-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-05-10 | 2024-05-09+ | XFLT | Brombach Theodore J | Pres, CEO | P - Purchase | $7.13 | +6,867 | 27.4K | +33% | +$49.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares of Beneficial Ownership | 2024-05-09 | P | A | 3,417 | $7.13 | 23,950.74 | I XMS Holdings LLC | — | — | (F1) Includes 1,207.18 shares acquired under the XLFT dividend reinvestment plan for XMS Holdings LLC |
| 2 | Common | Common Shares of Beneficial Ownership | 2024-05-10 | P | A | 3,450 | $7.13 | 27,400.74 | I XMS Holdings LLC | — | — | (F1) Includes 1,207.18 shares acquired under the XLFT dividend reinvestment plan for XMS Holdings LLC |