Form 4 for AI C3.ai, Inc.
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0001209191-23-058426 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-12 | 2023-12-08 | AI | Wanger Guy | SVP, Chief Admin Off | M - OptEx | $0.00 | +17.8K | 17.8K | New | $0 |
| D | 2023-12-12 | 2023-12-11 | AI | Wanger Guy | SVP, Chief Admin Off | S - Sale+OE | $28.05 | -9,778 | 8,053 | -55% | -$274.3K |
| D | 2023-12-12 | 2023-12-08 | AI | Wanger Guy | SVP, Chief Admin Off | M - OptEx | $0.00 | -17.8K | 338.8K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-08 | M | A | 17,831 | $0.00 | 17,831 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-12-11 | S | D | 9,778 | $28.05 | 8,053 | D | — | — | (F2) Represents weighted average sales price. The shares were sold at prices ranging from $27.77 to $28.05. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Derivative | Restricted Stock Units | 2023-12-08 | M | D | 17,831 | $0.00 | 338,802 | D | — · — to — | 17,831 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F4) Five percent (5%) of such RSU award vested on December 8, 2023 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |