Form 4 for HOS HORNBECK OFFSHORE SERVICES, INC.
Accepted 2024-01-05 00:00:00 ET · period of report 2024-01-03 · accession 0001209191-24-001017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-05 | 2024-01-03 | HOS | Arriaga Brent Alexander | CAO, Corp. Ctrl | F - Tax | $10.01 | -2,409 | 6,063 | -28% | -$24.1K |
| D | 2024-01-05 | 2024-01-03 | HOS | Arriaga Brent Alexander | CAO, Corp. Ctrl | M - OptEx | — | +5,646 | 8,472 | +200% | — |
| D | 2024-01-05 | 2024-01-03 | HOS | Arriaga Brent Alexander | CAO, Corp. Ctrl | M - OptEx | $0.00 | -5,646 | 11.3K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-03 | F | D | 2,409 | $10.01 | 6,063 | D | — | — | (F3) These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2023 RSUs. (F2) Includes shares acquired under the Company's Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2024-01-03 | M | A | 5,646 | — | 8,472 | D | — | — | (F1) Each Restricted Stock Unit ("2023 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2023 RSUs on January 3, 2024. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 3, 2025 and the remaining one-third of the grant will lapse on January 3, 2026. (F2) Includes shares acquired under the Company's Employee Stock Purchase Plan. |
| 3 | Derivative | Restricted Stock Units | 2024-01-03 | M | D | 5,646 | $0.00 | 11,292 | D | — · — to — | 5,646 Common Stock | (F1) Each Restricted Stock Unit ("2023 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2023 RSUs on January 3, 2024. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 3, 2025 and the remaining one-third of the grant will lapse on January 3, 2026. (F4) Upon lapse of the forfeiture restrictions of the 2023 RSUs. |