Form 4 for CMI Cummins
Accepted 2024-05-20 00:00:00 ET · period of report 2024-05-17 · accession 0001225208-24-006239 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-20 | 2024-05-17 | CMI | Merritt Brett Michael | VP, Pres. - Engine Business | M - OptEx | $150.40 | +5,430 | 7,146 | +316% | +$816.7K |
| DM | 2024-05-20 | 2024-05-17 | CMI | Merritt Brett Michael | VP, Pres. - Engine Business | F - Tax | $285.56 | -3,998 | 4,118 | -49% | -$1.14M |
| DM | 2024-05-20 | 2024-05-17 | CMI | Merritt Brett Michael | VP, Pres. - Engine Business | M - OptEx | $0.00 | -5,430 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common | 2024-05-17 | M | A | 970 | $109.09 | 8,116.50 | D | — | — | |
| 2 | Common | Common | 2024-05-17 | M | A | 2,160 | $163.43 | 4,846.50 | D | — | — | |
| 3 | Common | Common | 2024-05-17 | M | A | 1,300 | $160.10 | 6,146.50 | D | — | — | |
| 4 | Common | Common | 2024-05-17 | M | A | 1,000 | $149.72 | 7,146.50 | D | — | — | |
| 5 | Common | Common | 2024-05-17 | F | D | 636 | $285.56 | 7,480.50 | D | — | — | |
| 6 | Common | Common | 2024-05-17 | F | D | 735 | $285.56 | 6,745.50 | D | — | — | |
| 7 | Common | Common | 2024-05-17 | F | D | 982 | $285.56 | 5,763.50 | D | — | — | |
| 8 | Common | Common | 2024-05-17 | F | D | 1,645 | $285.56 | 4,118.50 | D | — | — | |
| 9 | Derivative | Stock Option (Right-to-Buy) | 2024-05-17 | M | D | 2,160 | $0.00 | 0 | D | $163.43 · 2022-04-04 to 2029-04-04 | 2,160 Common | |
| 10 | Derivative | Stock Option (Right-to-Buy) | 2024-05-17 | M | D | 970 | $0.00 | 0 | D | $109.09 · 2019-04-04 to 2026-04-04 | 970 Common | |
| 11 | Derivative | Stock Option (Right-to-Buy) | 2024-05-17 | M | D | 1,300 | $0.00 | 0 | D | $160.10 · 2021-04-03 to 2028-04-03 | 1,300 Common | |
| 12 | Derivative | Stock Option (Right-to-Buy) | 2024-05-17 | M | D | 1,000 | $0.00 | 0 | D | $149.72 · 2020-04-03 to 2027-04-03 | 1,000 Common |