Form 4 for CMI Cummins

Accepted 2024-09-12 00:00:00 ET · period of report 2024-09-10 · accession 0001225208-24-008665 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
I	2024-09-12	2024-09-10	CMI	Ram Ashwath	VP. - Supply Chain	I - Discretionary	$295.22	+77.12	154.63	+99%	+$22.8K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common	2024-09-10	I	A	77.12	$295.22	154.63	I By 401(k) Plan	—	—	(F1) The reporting person made an intra-plan transfer of $22,766.14 into the Cummins Stock Fund under the Company's 401(k) Plan. The number of shares reported was estimated by dividing the dollar amount transferred by $295.22, which was the closing price on the date of the transaction. Because the Cummins Stock Fund is a unitized account, the actual number of shares and share price is not known. (F2) The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. (F3) Reflects an adjustment since previously filed Form 4 because holding previously inadvertently reflected the number of units of the Stock Fund held rather than showing the number equivalent shares.