Form 4 for UTI UNIVERSAL TECHNICAL INSTITUTE INC
Accepted 2021-09-16 00:00:00 ET · period of report 2021-09-14 · accession 0001261654-21-000061 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-16 | 2021-09-14 | UTI | Severson Eric | SVP Admissions | M - OptEx | $0.00 | +5,145 | 15.1K | +52% | $0 |
| D | 2021-09-16 | 2021-09-14 | UTI | Severson Eric | SVP Admissions | F - Tax | $6.81 | -1,439 | 13.7K | -10% | -$9,800 |
| D | 2021-09-16 | 2021-09-14 | UTI | Severson Eric | SVP Admissions | M - OptEx | $0.00 | -5,145 | 22.9K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.0001 par value | 2021-09-14 | M | A | 5,145 | $0.00 | 15,125 | D | — | — | (F1) Shares of Common Stock received from vesting of restricted stock units granted on 9/12/2018. (F2) Each restricted stock unit represents a contingent right to receive one share of Common Stock. |
| 2 | Common | Common Stock, $0.0001 par value | 2021-09-14 | F | D | 1,439 | $6.81 | 13,686 | D | — | — | (F3) Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 9/12/2018. |
| 3 | Derivative | Restricted Stock Units | 2021-09-14 | M | D | 5,145 | $0.00 | 22,942 | D | — · — to — | 5,145 Common Stock, $0.0001 par value | (F2) Each restricted stock unit represents a contingent right to receive one share of Common Stock. (F4) The restricted stock units have vested in full. |